Spam Reporting Addresses

Stock fraud, securities fraud and investment-related spam

How to report

Reporting spam is useful only if the recipient of your report can analyze the full headers of the spam email you received. If you don't know how to show full headers of an email in the email client or web mail application you are using, you can find instructions for a large number of programs and applications on this helpful page: How to Get Full Headers in Your Software. (The WHO@ site has more helpful information you may want to look at.)

Third party reporting addresses

Reporting addresses are organized by type of spam.

Note that country is specified only when that is part of the criteria for reporting to the email address given; the country code is mentioned in the same column: if a spam contains a phone number, that makes it easier to recognize which country it relates to (some countries share a country code). If no country is mentioned, origin of spam and origin of reporter don't play a role in reporting. When a web site has content in English those pages are referenced here.

Some organizations prefer reporting through a web-based form or provide no other mechanism; with a few exceptions you'll find them mentioned here only if they also have an email address for reporting spam.

Stock fraud, securities fraud and investment-related spam

Please also check the 'General spam and country-specific reporting addresses' page!

Organization Email address Country
code
Criteria Remarks
SEC enforcement@sec.gov Investment-related spam e-mails See also:
NASD spam@nasd.com USA
1
Stock fraud. If you think that the problem spammers may be registered with NASD, you can forward spam or junk e-mail recommending that you invest in a stock or other investment to this email address. Otherwise, see SEC (above). You may also write to for more information.
See also:

Additions and corrections are welcomed. Please provide a reference to a web page or other evidence that the owner of the email address actually wants to receive spam reports; also specify reporting criteria when known. Reporting spam to an address that isn't set up to handle that particular type of spam will hinder rather than help!

Link summary

NASD
https://www.nasdr.com/secure/complaints/spam.asp
NASAA
http://nasaa.org/nasaa/enforcement/cf_report.asp
SEC
http://www.sec.gov/divisions/enforce/internetenforce.htm
Checking the Background of Your Investment Professional
http://www.nasdr.com/2000.htm
NASD Investor Complaint Center
https://www.nasdr.com/secure/complaints/ComplaintCenter.asp
SEC Center for Complaints and Enforcement Tips
http://www.sec.gov/complaint.shtml
Stock Spams and Scams
http://www.nasd.com/Investor/Alerts/alert_scams.htm
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